Umbra Companies, Inc. SYMBOL: UCIX 15c211 Has Been Cleared By FINRA
GREENWOOD, Colo., Aug. 28, 2026 (GLOBE NEWSWIRE) -- Real estate development firm Umbra Companies, Inc. (UCIX) is proud to announce that it has received clearance to be quoted by a broker/dealer for over-the-counter (OTC) trading. In accordance with Rule 15c2-11 and FINRA Rule 6432, Umbra can engage in this activity to help facilitate a liquid and fair market.
What Is OTC Stock?
An OTC stock is one that does not trade on a traditional market such as Nasdaq or the Dow. Instead, it trades on what some call the "pink sheets," a market that is generally accessible to a more niche trader. Umbra trades on an OTC market because it is the most favorable option for raising capital for its real estate deals.
About Rule 15c2-11
This rule requires broker/dealers and qualified inter-dealer quotation system (Qualified IDQS) creators to make certain information available to the public. For instance, a potential investor should be able to learn more about the company offering the quote and how the quote was created.
About Rule 6432
This rule sets guidelines for firms that want to start or resume making market quotations. The information must be kept on file at all times for inspection by regulatory bodies and the public.
How Does This Help Current or Potential Investors?
The purpose of these rules is to provide a greater level of transparency and trust whenever shares are bought and sold. These rules help ensure that share prices are set at fair and defensible levels while reducing the risk of investment firms engaging in shady or illegal behavior.
How Does This Help Umbra?
The ability to serve as a broker/dealer with the capability to provide market quotations enhances investor liquidity and accelerates capital raising activities for the company. As a broker, it facilitates transactions for investors in a timely and cost-effective manner. As a dealer, it can use existing inventory to raise capital without having to go through a third-party. Ultimately, this saves time and money that can then be dedicated to pursuing development deals.
About Umbra Companies, Inc.
Umbra is based in Greenwood, CO and describes itself as a luxury real estate development firm. It aims to create a sustainable impact on the communities that it serves. The company primarily serves markets in Nevada and California while remaining open to opportunities in additional markets.
