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FORM 38.5(b) |
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IRISH TAKEOVER PANEL |
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OPENING POSITION DISCLOSURE/DEALING DISCLOSURE |
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UNDER RULE 38.5(b) OF THE IRISH TAKEOVER |
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PANEL ACT, 1997, TAKEOVER RULES, 2022 BY A CONNECTED |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED |
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INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY |
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STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose relevant securities this form relates: |
DCC ENERGY PLC |
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(c) |
Name of the party to the offer with which exempt principal trader is connected (Note 1) |
Energy Capital Partners, LLC and Kohlberg Kravis Roberts & Co. L. P. |
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(d) |
Date position held/dealing undertaken: |
21 JUL 2026 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? |
NO |
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2. |
INTERESTS AND SHORT POSITIONS |
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Interests and short positions in the relevant securities of the offeror |
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or offeree to which the disclosure relates following the dealing (if any) (Note 2) |
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Class of relevant security: |
€0.25OrdinaryShares |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
1,120,774 |
1.31% |
569,847 |
0.67% |
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(2) Cash-settled derivatives: |
290,104 |
0.34% |
963,871 |
1.13% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
1,410,878 |
1.65% |
1,533,718 |
1.80% |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (Note 4) |
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(a) |
Purchase and sales |
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Class of relevant Security |
Purchase/sale |
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
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€0.25OrdinaryShares |
Purchase |
90,420 |
62.9044 GBP |
62.1616 GBP |
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€0.25OrdinaryShares |
Sale |
94,520 |
62.9000 GBP |
62.4492 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of relevant security |
Product description |
Nature of dealing |
Number of reference securities |
Price per unit |
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€0.25OrdinaryShares |
SWAP |
Decreasing Long |
7,552 |
62.4713 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Long |
35 |
62.8225 GBP |
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€0.25OrdinaryShares |
SWAP |
Opening Short |
8 |
62.6198 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Short |
540 |
62.6174 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Long |
6,544 |
62.6495 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Short |
226 |
62.4675 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Short |
120 |
62.4629 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Short |
1,078 |
62.311 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Short |
54 |
62.495 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Short |
1 |
62.4492 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Long |
53 |
62.7641 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Short |
17,327 |
62.9 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Short |
1,487 |
62.7849 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Long |
15 |
62.55 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Short |
147 |
62.6557 GBP |
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€0.25OrdinaryShares |
CFD |
Decreasing Long |
893 |
62.555 GBP |
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€0.25OrdinaryShares |
CFD |
Decreasing Short |
379 |
62.583 GBP |
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€0.25OrdinaryShares |
CFD |
Increasing Long |
902 |
62.6774 GBP |
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€0.25OrdinaryShares |
CFD |
Decreasing Long |
239 |
62.5817 GBP |
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€0.25OrdinaryShares |
CFD |
Increasing Short |
7,817 |
62.5977 GBP |
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€0.25OrdinaryShares |
CFD |
Opening Short |
908 |
62.9 GBP |
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€0.25OrdinaryShares |
SWAP |
Opening Short |
1,650 |
62.1616 GBP |
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€0.25OrdinaryShares |
SWAP |
Closing Long |
219 |
62.6409 GBP |
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€0.25OrdinaryShares |
SWAP |
Opening Short |
526 |
62.6198 GBP |
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€0.25OrdinaryShares |
SWAP |
Opening Short |
1 |
62.6198 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Short |
2,232 |
62.9 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Short |
159 |
62.6174 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Long |
10 |
62.8225 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Long |
12 |
62.8225 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Short |
224 |
62.6174 GBP |
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€0.25OrdinaryShares |
SWAP |
Closing Long |
1,993 |
62.6278 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Long |
1,772 |
62.6279 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Long |
3,648 |
62.9044 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Long |
143 |
62.4616 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Long |
893 |
62.9004 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Short |
80 |
62.9 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Long |
57 |
62.9007 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Short |
3,562 |
62.8909 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Long |
3,456 |
62.9031 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Short |
281 |
62.6863 GBP |
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€0.25OrdinaryShares |
CFD |
Decreasing Long |
833 |
62.9018 GBP |
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€0.25OrdinaryShares |
SWAP |
Closing Short |
1,650 |
62.5936 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Long |
42 |
62.4616 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Long |
116 |
62.4616 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Long |
11 |
62.9 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Short |
700 |
62.4805 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Long |
17 |
62.6 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Short |
2,855 |
62.9 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Short |
3,562 |
62.8924 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Short |
3,258 |
62.5 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Short |
93 |
62.6717 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Short |
20 |
62.475 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Short |
891 |
62.4792 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Short |
28 |
62.461 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Short |
50 |
62.644 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Short |
221 |
62.45 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Short |
13,319 |
62.5 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Short |
92 |
62.525 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Short |
404 |
62.507 GBP |
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€0.25OrdinaryShares |
SWAP |
Decreasing Short |
2,509 |
62.4585 GBP |
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€0.25OrdinaryShares |
SWAP |
Increasing Short |
13,611 |
62.446 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant security |
Product description |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant security |
Nature of Dealings |
Details |
Price per unit (if applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 38.5(b) attached? |
NO |
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Date of disclosure: |
22 Jul 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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