Prudential PLC
16 September 2026
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0007099541
Issuer Name
Prudential Public Limited Company
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
UBS Group AG-Investment Bank & Global Wealth Management
City of registered office (if applicable)
London
Country of registered office (if applicable)
United Kingdom
4. Details of the shareholder
|
Name |
City of registered office |
Country of registered office |
|
UBS AG |
London |
United Kingdom |
5. Date on which the threshold was crossed or reached
11-Sep-2026
6. Date on which Issuer notified
15-Sep-2026
7. Total positions of person(s) subject to the notification obligation
|
% of voting rights attached to shares (total of 8.A) |
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer |
|
|
Resulting situation on the date on which threshold was crossed or reached |
5.012263 |
0.106229 |
5.118492 |
127595234 |
|
Position of previous notification (if applicable) |
0.000000 |
0.000000 |
0.000000 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
|
Class/Type of shares ISIN code(if possible) |
Number of direct voting rights (DTR5.1) |
Number of indirect voting rights (DTR5.2.1) |
% of direct voting rights (DTR5.1) |
% of indirect voting rights (DTR5.2.1) |
|
GB0007099541 |
124947129 |
5.012263 |
||
|
Sub Total 8.A |
124947129 |
5.012263% |
||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
|
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
|
Depositary Receipts (US74435K2042) |
At any time |
1252 |
0.000050 |
|
|
Right to recall on Depositary Receipts (US74435K2042) |
At any time |
617624 |
0.024776 |
|
|
Long Call Option |
14/12/2026 - 18/06/2027 |
965496 |
0.038731 |
|
|
Sub Total 8.B1 |
1584372 |
0.063557% |
||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
|
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
|
Long Call Option |
09/10/2026 - 02/12/2026 |
Cash |
37221 |
0.001493 |
|
|
Short Put Option |
18/12/2026 - 18/06/2027 |
Physical |
947000 |
0.037989 |
|
|
Equity Swaps |
19/02/2027 - 26/03/2029 |
Cash |
7534 |
0.000302 |
|
|
Swaps on Baskets |
14/07/2027 - 27/09/2030 |
Cash |
27611 |
0.001108 |
|
|
Reverse Convertible Bond |
29/10/2026 |
Physical |
44367 |
0.001780 |
|
|
Sub Total 8.B2 |
1063733 |
0.042672% |
|||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
|
Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
|
UBS Group AG (Chain 1) |
||||
|
UBS Group AG (Chain 1) |
UBS AG |
5.011321 |
5.117500% |
|
|
UBS Group AG (Chain 2) |
||||
|
UBS Group AG (Chain 2) |
UBS AG |
5.011321 |
5.117500% |
|
|
UBS Group AG (Chain 2) |
UBS Bank (Canada) |
|||
|
UBS Group AG (Chain 3) |
||||
|
UBS Group AG (Chain 3) |
UBS AG |
5.011321 |
5.117500% |
|
|
UBS Group AG (Chain 3) |
UBS Americas Holding LLC |
|||
|
UBS Group AG (Chain 3) |
UBS Americas Inc. |
|||
|
UBS Group AG (Chain 3) |
UBS Securities LLC |
|||
|
UBS Group AG (Chain 4) |
||||
|
UBS Group AG (Chain 4) |
UBS AG |
5.011321 |
5.117500% |
|
|
UBS Group AG (Chain 4) |
UBS Americas Holding LLC |
|||
|
UBS Group AG (Chain 4) |
UBS Americas Inc. |
|||
|
UBS Group AG (Chain 4) |
UBS Financial Services Inc. |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
If date does not apply, explain below
11. Additional Information
12. Date of Completion
15-Sep-2026
13. Place Of Completion
Zurich, Switzerland
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